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Printer-Friendly Last Updated: 7/15/08 District 8 (Chicago) - Preventive Compliance Meetings

Preventive Compliance Meeting

Tuesday, August 5, 2008 - Grand Rapids, Michigan

9:00 a.m. - 12 noon
(Continental Breakfast at 8:30 a.m.)

Registration Fee: $75

The Amway Grand Hotel
187 Monroe, N.W.

Grand Rapids, MI

(616) 774-2000

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Topics:

• Anti-Money Laundering
• Regulatory Inquiries
• Examination Program Update

This event is open only to FINRA members.

How to Register:

Please see the registration form for more information. All registration fees are non-refundable. Complete a different registration form for each meeting you plan to attend. For more information contact Maggie Segert in the Chicago District Office at (312) 899-4311 or by email.

Only FINRA’s Spring and Fall Securities Conferences are open to the media. All other FINRA conferences, pre-conferences, seminars, and other professional development courses are closed to the media.