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Printer-Friendly Last Updated: 8/26/08 District 7 (Boca Raton) - Preventive Compliance Meetings

9:00 a.m. - 11:00 a.m.

Registration Fee: $40

The Marriott Boca Raton at Boca Center
5150 Town Center Circle
Boca Raton, FL 33486

(561) 392-4600

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Topics:

Speaker: To be announced. 

How to Register:

Please see the Registration Form for more information.

Anti-Money Laundering Rules, Regulation and Compliance

Monday, November 3, 2008 - Coral Gables, Florida

9:00 a.m. - 11:00 a.m.

Registration Fee: $40

The Westin Colonnade Coral Gables
180 Aragon Avenue
Coral Gables, FL 33134

(305) 441-2600

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Topics:

Speaker: Alistair Johnson, Lead Senior Regulatory Specialist, Examinations Program

How to Register:

Please see the Registration Form for more information.

Boca Raton District Office Contact: Manly Ray  (561) 443-8000 

Only FINRA’s Spring and Fall Securities Conferences are open to the media. All other FINRA conferences, pre-conferences, seminars, and other professional development courses are closed to the media.