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| Continuing Education | Conferences & Events | FINRA Institute | Classroom Learning | Online Learning | Phone-In Workshops | FINRA Education & Training Calendar |
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Education & Programs |
April 18, 2008 2:00 p.m. - 3:15 p.m. Eastern Time/11:00 a.m. - 12:15 p.m. Pacific Time
This phone-in workshop focuses on NASD Rule 2821, the new rule regarding broker-dealers' compliance and supervisory responsibilities for deferred variable annuities. Panelists discuss firms' responsibilities with respect to suitability, compliance and supervisory obligations regarding variable annuities transactions, and training. This Web page contains reference materials for participants in the Rule 2821: Deferred Variable Annuities Phone-In Workshop.
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