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Printer-Friendly Anti-Money Laundering Compliance

On-Demand Program

This online workshop is designed for anti-money laundering compliance officers and others who deal with AML issues on a regular basis. The panelists will address monitoring and reporting for suspicious activity and red flags, writing a good SAR, developing a risk-based program, how to test independently and any recent rule updates. This program runs approximately 90 minutes and its original, live air date was July 24, 2007.

Registration Fees

Member	Non-Member
$25	$50

System Test

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How to Register

Online	Register for the FINRA Online Workshop On-Demand Program ($25 - FINRA member rate or $50 - non-member rate).
Phone	To register by phone, please call (212) 858-4119.

Note: A confirmation email will be sent to you upon receipt of payment.

If you have questions regarding the Online Workshop, you can visit our Online Workshops FAQ, or email us.

FINRA's Online Workshops are the sole property of FINRA and the information provided is for informational and educational purposes only. The content of the Online Workshop does not constitute any NASD rule or amendment or interpretation to such rules. Compliance with any recommended conduct presented does not mean that a firm or person has complied with the full extent of their obligations under NASD rules, the rules of any other SRO, or securities laws. Use of this Online Workshop does not create a safe harbor from regulatory responsibility. This Online Workshop is provided "as is". FINRA and its affiliates are not responsible for any human or mechanical errors or omissions. Parties may not reproduce the Online Workshops in any form, nor reference them in any publication, without the express written consent of FINRA.

Only FINRA's Spring and Fall Securities Conferences are open to the media. All other FINRA conferences, pre-conferences, seminars, and other professional development courses are closed to the media.