NASD Webcast

Life Settlements
Following guidance presented in Notice to Members 06-38, this webcast discusses issues and concerns surrounding the sale of an existing variable life insurance policy to a third party - also known as life settlements. The program covers the considerations a registered representative should assess before recommending or facilitating the sale of a life settlement.

 

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Related Resources:

 

Notice to Members 06-38

 

Podcast: Life Settlements

 

Investor Alert on Life Settlements

 

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