Help & Training on Entitlement

Reference these resources to understand the process and features of the FINRA Entitlement Program:

 

• FINRA Entitlement Account Administration Frequently Asked Questions (FAQs) — On this page are answers to questions on all aspects of Account Administration, from becoming an Account Administrator, to the roles and responsibilities of an Account Administrator, to deleting and/or replacing an Account Administrator at your organization.
  
  
• Contact the Gateway Call Center: 
  • FINRA Member & Non-Member Firms: (301) 869-6699
  • Investment Adviser (IA) Firms: (240) 386-4848