Help & Training on Entitlement

Reference these resources to understand the process and features of the FINRA Entitlement Program:

 

• FINRA Entitlement Account Administration Frequently Asked Questions (FAQs) — On this page are answers to questions on all aspects of Account Administration, from becoming an Account Administrator, to the roles and responsibilities of an Account Administrator, to deleting and/or replacing an Account Administrator at your organization.
  
  
• FINRA Entitlement Account Administrators Web Tutorial — This comprehensive Web tutorial for account administrators is adjustable to a pace that works for you. Also, you have the choice of proceeding through the entire tutorial or selecting topics of interest to you.

 

Contact the Gateway Call Center: 

• FINRA Member & Non-Member Firms: 301-869-6699
• Investment Adviser (IA) Firms: 240-386-4848