FINRA Entitlement Confirmation Packet

Once FINRA processes your firm's Entitlement Forms, FINRA will send your firm a confirmation email with the URL for the Confirmation Packet. This packet contains attachments with detailed information to assist your Account Administrators and your organization as a FINRA Entitlement Program participant.

• FINRA Entitlement Confirmation Packet (PDF 137 KB)
  

After reading and becoming familiar with the Confirmation Packet, your Account Administrators should then:

• Create User Accounts for your designated users.
• Entitle your firm's designated users with the appropriate system functions.
• Distribute User IDs and Passwords to your designated users.
• Maintain User Accounts to keep information up to date regarding privileges and overall access.

Visit the Entitlement Help & Training section for assistance and guidance on the role of an Account Administrator.