The following packets are for Investment Adviser firms that need access to IARD and/or Web CRD:
Once FINRA processes your firm's completed and submitted applicable Entitlement Forms, FINRA will contact each Account Administrator (AA) with his/her User ID and Password and will send him/her a confirmation e-mail with the URL for the Confirmation Packet.
Visit the Entitlement Help & Training section for assistance and guidance on the role of an Account Administrator.
The following IA Modification Forms are used to modify information for an IA Firm's Account Administrator (AA) including personal data or privileges, disable an account, or delete access to a specific application for an IA Firm's AA. These forms should also be used when an IA firm's AA needs to make updates to another AA at the firm. These forms must be signed by an AA requesting the modifications and may be faxed. These forms are formatted so that firms may complete them online and then print for either mailing or faxing. FINRA must have a fully executed FINRA Entitlement Agreement (FEA) on file for your organization prior to processing a FINRA Entitlement Modification Form for any FINRA Entitlement Application.
