FINRA Entitlement Program Announcements

Annual Entitlement User Accounts Certification Process
Super Account Administrators (SAAs) for organizations with more than one user were required to complete the 2011 FINRA Entitlement User Accounts Certification Process by December 9, 2011. Refer to the FINRA Entitlement Program – Super Account Administrator page and the FINRA Entitlement User Accounts Certification Process FAQs for details.

 

Checklist for Organizational Change: Mergers, Acquisitions, and Successions
If your firm is undergoing an organizational change, it may affect the ways in which you interact with FINRA, such as your membership application and system-related privileges. In order to make your firm's transition easier, we have compiled a checklist of steps to consider.