FINRA Entitlement Program Announcements

2013 Entitlement User Accounts Certification Period Ended Feb. 13
The 2013 FINRA Entitlement User Accounts Certification Period concluded on Feb. 13, 2013. Super Account Administrators (SAAs) for firms with more than one user who have not yet certified should do so immediately. The ability to create, edit and clone accounts has been disabled and will remain so for firm administrators until certification is complete. For detailed information, refer to the Annual Entitlement User Accounts Certification Process Web page.

 

Checklist for Organizational Change: Mergers, Acquisitions, and Successions
If your firm is undergoing an organizational change, it may affect the ways in which you interact with FINRA, such as your membership application and system-related privileges. In order to make your firm's transition easier, we have compiled a checklist of steps to consider.