FINRA Entitlement Program
Select the applicable firm type below to view the applications and associated privileges for them.
Effective October 28, 2013, the following PDFs include new privileges (if applicable to your firm type) that have been added for Web CRD/IARD as additional safeguards to viewing sensitive or confidential data. The new privileges are highlighted in yellow in each PDF.
SAAs Please Note: SAAs are able to set up entitlement for the account administrators (AAs) and users at their firms whom they determine should have access to the new Web CRD/IARD privileges. Once SAAs have entitled their AAs with "Administrator" rights to the new privileges, those AAs will also have the ability to entitle users at their firm to the new Web CRD/IARD privileges.
Users Please Note: If you have been granted privileges by your SAA or AA to "View Fingerprint Statuses (BD-Only)" or "View SSN" and are unable to view them when you click on the "View" button, it may be an issue with your Web browser settings. Please view instructions on checking/adjusting your browser settings.