Account Administrators (AAs)

Account Administrators (AAs) in the FINRA Entitlement Program are responsible for creating, maintaining and deleting their organization’s user accounts, and following the policies and procedures that are required by the Program. AAs are either associated with an organization that has a designated Super Account Administrator (SAA), which includes organizations such as securities firms or investment adviser firms; or, with an organization for which the FINRA Entitlement Group is their SAA.

 

View the AA Quick Reference Guide (PDF 1087 KB) for more information about the AA's roles and responsibilities.