ATS Transparency – Phase 1
Original Program Date: March 26, 2014
Effective May 12, 2014, FINRA Rule 4552 requires each Alternative Trading System (ATS) that has filed a Form ATS with the SEC to report to FINRA its aggregate weekly volume information and number of trades, by security, per ATS in both equity securities and debt securities subject to FINRA trade reporting requirements. On this free conference call and WebEx (focusing on equities only), FINRA staff:
Complete the online registration form. A confirmation email will be sent after your registration has been processed.
For registration or technical questions call (800) 321-6273.