Order Audit Trail System (OATS) Expansion to all NMS Stocks Telephone Conference

Wednesday, January 26, 2011 at 4:15 p.m. ET

FINRA released a new version of the OATS Reporting Technical Specifications on January 11, 2011.  The changes identified in the Technical Specifications are scheduled to be available to firms in the OATS Certificate Test environment on Tuesday, May 31, 2011. They will be put into the OATS Production environment on Monday, July 11, 2011. View the current version of the OATS Reporting Technical Specifications.

FINRA will host an educational telephone conference and WebEx presentation of the new system changes on Wednesday, January 26, 2011 at 4:15 p.m., ET. Topics to be discussed include:

  • Presentation of changes described in the OATS Reporting Technical Specification
  • OATS for all NMS Stocks Overview
  • Question and answer session


The details of the call are as follows:
Time: 4:15 p.m., ET
Call-In Number: (800) 988-9742
Leader's Name: Paul McKenney
Password: 9228954
Please note that this call is closed to all members of the media. You must pre-register in order to participate in this conference call.
To register for the telephone portion of this conference:

  • Go to our MyMeetings Web page and click on “Web RSVP” on the bottom right corner or go to this website and input the required information.
  • Enter the conference number and passcode.
    • Conference Number: 2388301
    • Conference Passcode: 9228954
    • PIN: (Important: Leave this area blank or enter your pin to modify an existing reservation)
  • Provide your information for the event leader and then click submit. 


To ensure that you are not held up in the conference call queue as a result of the high call volume, please call in at least five minutes early.
To access the WebEx presentation on the day of the call, please follow the instructions below:
• Go to the WebEx presentation Web page
• Enter the meeting password: oats
• Click "Join". 
Note: When accessing the WebEx application, please follow the download instructions if prompted.

Please contact the OATS Helpdesk at (800) 321-6273 should you have any questions or concerns regarding OATS.