Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference

Wednesday, March 2, 2011 at 4:15 p.m. ET

On Wednesday, March 2, 2011 at 4:15 p.m., ET, FINRA will host the second of its biweekly teleconferences focusing on the expansion of OATS to all NMS Stocks. The purpose of this call is to provide a forum for firms to ask questions regarding the expansion of the OATS Rules and the changes detailed in the OATS Reporting Technical Specifications published on January 11, 2011 and updated on February 16, 2011.


FINRA staff reminds firms that the changes identified in the Technical Specifications are scheduled to be available to firms in the OATS Test Environment on Tuesday, May 31, 2011. They will be put into the OATS Production Environment on Monday, July 11, 2011. View the current version of the OATS Reporting Technical Specifications.


The details of the call are as follows:


Time: 4:15 p.m., ET
Call-In Number: (888) 769-8758
Leader's Name: Paul McKenney
Conference Number: 1331237
Password: 2749128


Please note that this call is closed to all members of the media. You must pre-register in order to participate in this conference call.


To register for the telephone portion of this conference:

  • Go to our My Meetings Web page and click on “Web RSVP” on the bottom right corner or go to the website and input the required information.
  • Enter the conference number and passcode.
    • Conference Number: 1331237
    • Conference Passcode: 2749128
    • PIN: (Important: Leave this area blank or enter your pin to modify an existing reservation)
  • Provide your information for the event leader and then click submit.
  • Please note there is no WebEx presentation associated with this call 

Please contact the OATS Helpdesk at (800) 321-6273 should you have any questions or concerns regarding OATS.