Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation

Wednesday, March 16, 2011 at 4:15 p.m. ET

On Wednesday, March 16, 2011 at 4:15 p.m., ET, FINRA will host the fourth of its biweekly teleconferences focusing on the expansion of OATS to all NMS Stocks. The purpose of this call is to provide a forum for firms to ask questions regarding the expansion of the OATS Rules and the changes detailed in the OATS Reporting Technical Specifications published on January 11, 2011 and updated on February 16, 2011.

 

FINRA staff reminds firms that the changes identified in the Technical Specifications will be available to firms in the OATS Test Environment on Tuesday, May 31, 2011. They will be put into the OATS Production Environment on Monday, July 11, 2011. View the current version of the OATS Reporting Technical Specifications.

 

Please note that this teleconference will include a WebEx presentation. The agenda for this call is:

  • OATS Rejection Processing and Delivery
  • Q&A

 

Time: 4:15 p.m., ET
Call-In Number: (888) 391-6572
Leader's Name: Paul McKenney
Conference Number: 1822559
Password: 3545206
 
Please note that this call is closed to all members of the media. You must pre-register in order to participate in this conference call.
 
To register for the telephone portion of this conference:
 

  • Go to our My Meetings Web page and click on “Web RSVP” on the bottom right corner or go to the website and input the required information.
     
  • Enter the conference number and passcode.
    • Conference Number: 1822559
    • Conference Passcode: 3545206
    • PIN: (Important: Leave this area blank or enter your pin to modify an existing reservation)
       
  • Provide your information for the event leader and then click submit.
     

To ensure that you are not held up in the conference call queue as a result of the high call volume, please call in at least five minutes early.
 

To access the WebEx presentation on the day of the call, please follow the instructions below:
 
• Go to the WebEx presentation Web page
• Enter the meeting password: oats
• Click "Join". 
 
Note: When accessing the WebEx application, please follow the download instructions if prompted.

 

Please contact the OATS Helpdesk at (800) 321-6273 should you have any questions or concerns regarding OATS.