Order Audit Trail System (OATS) for all NMS Stocks Telephone Conferences and WebEx Presentations

• 1/26/11 – OATS Expansion to all NMS Stocks Educational Telephone Conference
   
• 2/9/11 – OATS Expansion to all NMS Stocks Educational Telephone Conference
   
• 3/2/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference
   
• 3/16/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference
   
• 3/30/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference
   
• 5/18/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 6/8/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference
   
• 6/29/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference
   
• 7/20/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference 
   
• 7/27/11 – Small Firm Telephone Conference: OATS Expansion to all NMS Stocks and Supervision of Reporting Agents
   
• 8/11/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference
   
• 8/24/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 8/31/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 9/8/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference
   
• 9/19/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation  
   
• 9/20/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 9/21/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation  
   
• 9/22/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation 
   
• 9/23/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 9/26/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation 
   
• 9/27/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation 
   
• 9/28/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 9/29/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 10/4/11 - Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation 
   
• 10/6/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 10/10/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation 
   
• 10/11/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation 
   
• 10/12/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 10/13/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 10/14/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 10/17/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 10/18/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 10/19/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
    
• 10/20/11 – OATS Expansion to all NMS Stocks and related changes required to be reported to OATS Production (Cancelled)
   
• 10/21/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 10/25/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation 
   
• 10/27/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation 
   
• 11/2/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 11/9/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 11/16/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 11/22/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation
   
• 11/30/11 – Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation