Order Audit Trail System (OATS) for all NMS Stocks Telephone Conference and WebEx Presentation

Tuesday, October 18, 2011 at 4:15 p.m. ET

On Tuesday, October 18, 2011, at 4:15 p.m., ET, FINRA will host a teleconference focusing on the expansion of OATS to all NMS Stocks. During this call, FINRA staff will provide updates on, and answer questions related to, the expansion of OATS to all NMS stocks and the related OATS Reporting Technical Specifications published on May 3, 2011.
The changes identified in the May 3, 2011 version of the OATS Reporting Technical Specifications are available to firms in the OATS Test Environment and went live in the OATS Production Environment on Monday, October 17, 2011. View the current version of the OATS Reporting Technical Specifications.


Time: 4:15 p.m., ET
Call-In Number: (888) 283-1657
Leader's Name: Paul McKenney
Conference Number: 8438793
Password: 4274800


Please note that this call is closed to all members of the media. You must pre-register in order to participate in this conference call.


To register for the telephone portion of this conference:

  • Go to our My Meetings Web page and click on “Web RSVP” on the bottom right corner or go to the website and input the required information.
  • Enter the conference number and passcode.
    • Conference Number: 8438793
    • Conference Passcode: 4274800
    • PIN: (Important: Leave this area blank or enter your pin to modify an existing reservation
  • Provide your information for the event leader and then click submit.

To ensure that you are not held up in the conference call queue as a result of the high call volume, please call in at least five minutes early.


To access the WebEx presentation on the day of the call, please follow the instructions below:

  • Go to the WebEx presentation Web page
  • Enter the meeting password: OATS
  • Click "Join”

Note: When accessing the WebEx application, please follow the download instructions if prompted.


Please contact the OATS Helpdesk at (800) 321-6273 should you have any questions or concerns regarding OATS.