OATS for NMS Transition to Production Environment
On Monday October 17, 2011, the OATS for NMS Release will be live in the OATS Production environment and the legacy code will be formally retired. Rejection details and detailed data for unmatched records related to OATS data submitted and processed on October 13, 2011 and October 14, 2011 will be impacted as follows:
Rejection Details and Reject Repair
Any outstanding unrepaired rejections as of Saturday 10/15/11 at 5 a.m., regardless of the date originally processed (e.g., outstanding rejection from 9/30), must be repaired in the new OATS for NMS format. Firms and OSOs should also note that if an outstanding repair requires the resubmission of a previously accepted new type order, the new type order must be resubmitted in the new OATS for NMS format.
Unmatched Route and Unmatched Execution Reports Feedback
As of Monday, October 17, 2011, firms and OSOs will be able to view up to 50,000 rejection details via the OATS Web Interface. Details for rejections in excess of 50,000 will be available via the FTP/IFT server file of the submitting OSO. The Summary Statistics section of the OATS Web Interface will include all rejections statistics without limitation.
Please contact the OATS Helpdesk at 1-800-321-6273 with questions regarding this report or OATS in general.