The OATS Report
FINRA publishes information about the Order Audit Trail System (OATS) on a regular basis via an online newsletter titled The OATS Report. In this publication the OATS team informs FINRA member firms of the latest regulatory and technical OATS-related topics. If there are areas you would like to see discussed here, please send us an email for consideration. See below for the latest OATS Report.
September 8, 2014
June 2, 2014
View an index of past OATS Reports below. For your convenience they have been categorized in groups related to
System Releases and Enhancements
The OATS Web Interface
ROE Rejections and Reject Repair