The OATS Report

FINRA publishes information about the Order Audit Trail System (OATS) on a regular basis via an online newsletter titled The OATS Report. In this publication the OATS team informs FINRA member firms of the latest regulatory and technical OATS-related topics. If there are areas you would like to see discussed here, please send us an email for consideration. See below for the latest OATS Report.


January 27, 2015


September 8, 2014


June 2, 2014


The OATS Report Index


View an index of past OATS Reports below. For your convenience they have been categorized in groups related to




Reporting Requirements






System Releases and Enhancements


The OATS Web Interface


ROE Rejections and Reject Repair



Last Updated: 1/27/2015