OATS Phase III - Web Interface Enhancements Educational Telephone Conference and Web-Ex Presentation

April 25, 2006 4:15 PM ET


NASD is offering an educational telephone conference in conjunction with a Web-Ex demonstration, today, Tuesday, April 25, 2006, at 4:15 PM ET. This will be the first of a series of educational events that NASD will be conducting to assist firms in understanding and using the enhanced Web Interface.

The details of the call are below:


Time: 4:15 p.m., ET
Call-In Number: (800) 857-9091
Leader's Name: Paul McKenney
Password: OATS WEB


*** Please note that this call is closed to all members of the media. ***

NOTE: When accessing the Web-Ex application, if prompted, please follow the download instructions.

During this telephone conference and Web-Ex demonstration, NASD staff will cover the following:

  • Overview of the OATS Rules and basic technical reporting requirements for OATS.
  • Overview of the OATS Web Interface Application including a real time demonstration of how to create, submit, and download ROEs.
  • Question and Answer Session

This phone conference and Web-Ex presentation is designed specifically for smaller firms that have fewer than 250 reportable order events per day.


To participate in this telephone conference, please RSVP at http://mymeetings.com/emeet/webrsvp/part_home.jsp?customHeader=mymeetings by entering the following information: Conference ID: 7873010 Conference Passcode: OATS WEB.

For more information on OATS Phase III please view the following web page www.finra.org/oats/phaseIII. Please contact the OATS Helpdesk at (800) 321-NASD should you have any questions or concerns regarding OATS.