OATS Phase III Educational Telephone Conference July 6, 2006 4:15pm

NASD is offering a third educational telephone conference on OATS Phase III on Thursday, July 6, 2006 at 4:15 PM ET. This will be the final telephone conference prior to the implementation of the OATS Phase III requirements effective July 10, 2006. The details of the call are below:


Time: 4:15 PM ET

Call-In Number: 888-469-2151

Leader's Name: Paul McKenney

Password: OATS PHASE 3


*** Please note that this call is closed to all members of the media. ***


During this telephone conference, NASD staff will cover the following:

  • Important Dates:
    • July 10, 2006 – OATS Phase III Requirements effective in the OATS Production System
    • Final Day to submit test data prior to the July 10, 2006 implementation date is Friday, July 7, 2006

  • Question and Answer Session

To participate in this telephone conference, please RSVP at https://mymeetings.com/emeet/webrsvp/part_home.jsp?customHeader=mymeetings by entering the following information: Conference ID: 9090904 Conference Passcode: OATS PHASE 3.


Firms may email us any questions they would like to have answered during the conference call.


For more information on OATS Phase III please view the following web page www.finra.org/oats/phaseIII. Please contact the OATS Helpdesk at (800) 321-NASD should you have any questions or concerns regarding OATS.

Last Updated: 6/26/2006