OATS Web Interface

The OATS Web Interface is intended for all Order Sending Organizations (OSOs) — including member firms and third parties acting on behalf of member firms. For both the Customer Test (CT) and Production (PD) environments, there is a corresponding OATS Web Interface with duplicate features.

 

The OATS Web Interface provides access to daily reporting statistics, rejections, and feedback related to OATS Reporting. It contains features and functions to
 

  • Obtain feedback related to FORE files, ROE submissions, Matching results, and Out of Sequence results for all business days within the most recent 90 calendar days
  • View, repair, and resubmit Rejected ROEs
  • Create and submit OATS Reportable Order Events
  • Create and edit OATS Reporting Relationships
  • Add and edit OATS Contacts

FINRA released a new edition of the OATS Web Interface User Guide dated August 22, 2011. View more details on the OATS Web Interface changes.

 

OATS Web Interface User Guide (PDF 5 MB)
Provides an overview of the OATS Web Interface. It describes the functionality and steps used to navigate, view, and take action on OATS data and feedback.

 

The OATS Web Interface User Guide is a companion document to the OATS Reporting Technical Specifications. The Technical Specifications provides descriptions of order and reporting responsibilities, Reportable Order Event record (ROE), and Firm Order Report file (FORE) layouts.

 

View our archive of past Web Interface User Guides.

 

OATS Web Interface Data Dictionary (PDF 150 KB)
Provides definitions, allowable values, and additional information related to data presented on the OATS Web Interface.

 

View our archive of past Data Dictionaries.