FINRA Automated Data Delivery System® (FINRA ADDS®)

FINRA ADDS, formerly FINRA Data Delivery, is a secure website through which firms may request transaction data submitted to the FINRA Trade Reporting and Quotation Service.

 

FINRA ADDS offers several types of access:

 

TRACE Trade Journal Access

  • Standard Access allows users with the TRACE Trade Journals entitlement privilege to request data files that include their transaction reports and rejects for a particular day, for up to a 30-day calendar period. There is no fee for Standard Access.

Optional Services:

  • TRACE Data Delivery Plus is an optional, fee-based service that provides greater access to the TRACE trade journal files. Subscribers to TRACE Data Delivery Plus will be able to request trade journal files containing transactions and rejects for dates prior to the most recent 30 calendar days, within the prior two years. Note: this service applies only to trades submitted to the new TRACE system. Trades submitted to legacy TRACE are not available through FINRA ADDS. Users with TRACE Data Delivery Plus access may also subscribe to receive daily delivery of their TRACE trade journals files, eliminating the need to submit requests for the data.
     
  • TRACE Data Delivery SFTP is an optional, fee-based service that enables firms to establish an automated interface to retrieve their data via Secure File Transfer Protocol (SFTP). FINRA makes the prior days' transaction and reject files available for SFTP retrieval on a daily basis for firms that subscribe to SFTP access.

ORF Trade Journal Access

Note: Migration of ORF reporting to the new platform will occur on September 15, 2014. Prior to the migration, the ORF data made available on FINRA ADDS will be generated from firms' submissions to the NTF environment. For more information, please see the FINRA OTC Reporting Facility (ORF) Migration page.

  • Standard Access allows users with the ORF Trade Journals entitlement privilege to request data files that include transaction reports for a date up to three business days prior to the trade report date. There is no fee for Standard Access.

Optional Services:

  • ORF Data Delivery Plus is an optional, fee-based service that provides greater access to the ORF trade journal files. Firms that subscribe to ORF Data Delivery Plus can request trade journal files containing transactions or rejects for dates prior to the most recent 3 business days. (Data is limited to trade reports submitted to the new ORF platform. Firms will eventually have access to up to 24 months of data submitted to the new ORF platform.) Users with ORF Data Delivery Plus access may also subscribe to automated daily delivery of their ORF trade journals to the FINRA ADDS website, eliminating the need to submit daily requests.
     
  • ORF Data Delivery SFTP is an optional, fee-based service that allows firms to establish an automated interface to retrieve their data via Secure File Transfer Protocol (SFTP). On a daily basis, FINRA makes the prior day's transaction and reject files available for SFTP retrieval for all firms that subscribe to this service.

ADF Trade Journal Access

  • Standard Access allows users with the ADF Trade Journals entitlement privilege to request data files that include transaction reports for a date up to three business days prior to the trade report date. There is no fee for Standard Access.

Optional Services:

  • ADF Data Delivery Plus is an optional, fee-based service that provides greater access to the ADF trade journal files. Firms that subscribe to ADF Data Delivery Plus can request trade journal files containing transactions or rejects for dates prior to the most recent 3 business days. (Data is limited to trade reports submitted to ADF within the past 24 months.) Users with ADF Data Delivery Plus access may also subscribe to automated daily delivery of their ADF trade journals to the FINRA ADDS website, eliminating the need to submit daily requests.
     
  • ADF Data Delivery SFTP is an optional, fee-based service that allows firms to establish an automated interface to retrieve their data via Secure File Transfer Protocol (SFTP). On a daily basis, FINRA makes the prior day's transaction and reject files available for SFTP retrieval for all firms that subscribe to this service.

Log In to FINRA ADDS

 

Request Access to FINRA ADDS standard or optional services.

 

Access FINRA ADDS User Guide for questions regarding the system and how to request data files.

 

Read about fees for Data Delivery Plus and Data Delivery SFTP Service.