FINRA ADDS Optional Service Fees

Firms that choose to subscribe to any of the optional Data Delivery services will be assessed monthly charges for each MPID or clearing number they enroll in each service.  Charges will appear in each facility's bill (e.g., TRACE charges will appear be included in the firms' monthly TRACE bills, and ADF charges will be assessed in an ADF bill. When ORF submissions migrate to the new platform, ORF charges will be included in the firms' monthly ORF bills.) The details of the optional service charges are outlined below.  Fee details for each facility's optional services are available via the following links:

 

TRACE Optional Service Fees
 

Optional Service Fees for ORF and ORF Clearing

 

ADF Optional Service Fees