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Industry Professionals > Compliance > Market Transparency > Regulation NMS  

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Regulation NMS Member Alerts

   

5/21/07   Member Alert: Exemptive Relief from Certain Trade Reporting Requirements Related to Regulation NMS
2/23/07   Member Alert: Notice of Regulation NMS-Related Market Structure Changes
3/2/07   Member Alert: Notice of ADF-Related NYSE Rule Change and Exemption Request
4/26/07   Member Alert: NASD Reminds Members That the SEC's "One Percent Rule" Requirements Apply to Nasdaq-listed Securities
7/5/07   Member Alert: Notice of NASD Hotline for Regulation NMS Questions
6/13/07   Member Alert: Guidance Relating to "Execution Time" for Purposes of Compliance with NASD Trade Reporting Rules
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