Regulation NMS Member Alerts

   

3/2/07		Member Alert: Notice of ADF-Related NYSE Rule Change and Exemption Request
4/26/07		Member Alert: NASD Reminds Members That the SEC's "One Percent Rule" Requirements Apply to Nasdaq-listed Securities
5/21/07		Member Alert: Exemptive Relief from Certain Trade Reporting Requirements Related to Regulation NMS
7/5/07		Member Alert: Notice of NASD Hotline for Regulation NMS Questions
6/13/07		Member Alert: Guidance Relating to "Execution Time" for Purposes of Compliance with NASD Trade Reporting Rules
2/23/07		Member Alert: Notice of Regulation NMS-Related Market Structure Changes