Regulation NMS Notices
|Trade Reporting Notices|
2/24/09 FINRA Announces Two New Trade Reporting Modifiers Related to Regulation NMS
Effective Date: July 1, 2009
Posted on: 2/24/09
|Notice to Members|
07-23 NASD Trade Reporting Requirements Related to Regulation NMS
See Trade Reporting Notice 2/24/09 for updates to Regulation NMS trade reporting requirements.
Posted on: 5/11/07
06-67 SEC Approves Amendments to NASD Rules to Align Them with Regulation NMS;
The SEC has extended the Trading Phase Date to March 5, 2007.
Effective Date: Regulation NMS Trading Phase Date, Currently Scheduled to Occur February 5, 2007
Posted on: 11/28/06