Regulation NMS Notices
| Trade Reporting Notices |
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2/24/09 FINRA Announces Two New Trade Reporting Modifiers Related to Regulation NMS Effective Date: July 1, 2009 Posted on: 2/24/09
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| Notice to Members |
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07-23 NASD Trade Reporting Requirements Related to Regulation NMS See Trade Reporting Notice 2/24/09 for updates to Regulation NMS trade reporting requirements. Posted on: 5/11/07 |
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06-67 SEC Approves Amendments to NASD Rules to Align Them with Regulation NMS; The SEC has extended the Trading Phase Date to March 5, 2007. Effective Date: Regulation NMS Trading Phase Date, Currently Scheduled to Occur February 5, 2007 Posted on: 11/28/06 |