TRACE Notices

 
February | July | August | September
 

September 2003

03-58 NASD Issues Interpretive Guidance to the Trade Reporting and Compliance Engine Rules (TRACE Rules)
Posted on: 9/30/2003
 

August 2003

03-45 SEC Approves Amendments to TRACE Rule 6260 to Require New Issue Notifications to Include Dissemination Eligibility Information and Be Submitted in Writing
Posted on: 8/19/2003
 

July 2003

03-36 SEC Approves Amendments to TRACE Rule 6230 to Reduce the Reporting Period to 45 Minutes
Posted on: 6/30/2003
 

February 2003

03-12 SEC Approves Amendments to TRACE Rule 6250 and Other TRACE Rules: Transaction Information to be Disseminated on More Than 4,000 Corporate Debt Securities
Posted on: 2/14/2003