TRACE Regulatory and Trade Reporting Notices

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October 2010

Regulatory Notices
10-55 FINRA Establishes a New Effective Date for Reporting Asset-Backed Securities to TRACE and Related Rule Changes
Effective Date: May 16, 2011
Posted on: 10/27/2010

April 2010

Regulatory Notices
10-23 SEC Approves Reporting Asset-Backed Securities Transactions to TRACE and Related Fees
The new effective date for reporting asset-backed securities to TRACE is May 16, 2011. See Regulatory Notice 10-55.
Effective Date: February 14, 2011
Posted on: 4/23/2010

March 2010

Regulatory Notices
10-14 SEC Approves Access to Historic TRACE Data and Related Fees
Effective Date: March 31, 2010
Posted on: 3/5/2010