FINRA Automated Data Delivery System® (FINRA ADDS®)
FINRA ADDS, formerly FINRA Data Delivery, is a secure website through which firms may request trade journals containing transactions submitted to FINRA TRAQS.
FINRA offers trade journals for TRACE (fixed income) transactions as well as ADF and ORF (listed and over-the-counter equity) transactions. ORF is scheduled to migrate to the new platform on November 17, 2014; until that time, the ORF data provided through FINRA ADDS is test data, generated from transactions submitted to the NTF (test) facility and during the Production UAT tests.
Request Access to FINRA ADDS standard or optional services.
FINRA ADDS offers the following types of access:
Standard Access allows users with the TRACE, ADF or ORF Trade Journals entitlement privilege to request trade journals via the FINRA ADDS website, including their transaction reports and rejects for a particular day, for a limited period of time (30 calendar days for TRACE, 3 business days for ADF and ORF). Firms that clear ORF transactions can give users ORF Clearing Trade Journals access, to enable them to download files from the most recent 3 business days, containing trades on which their firm was named a clearing party. There is no fee for Standard Access.
Note: this service applies only to trades submitted to the MPP platform. Trades submitted to the legacy systems are not available through FINRA ADDS.
The optional services are fee-based; firms will be assessed a fee per MPID for each optional service and product for which that MPID enrolls. Read about fees for Data Delivery Plus and Data Delivery SFTP Service.