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Industry Professionals > Compliance > Market Transparency > TRF  

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Legal Agreements

TRF Exchange Participant Legal Agreements

  • Commitment Application and Volume Projections for TRF (PDF 18 KB)
  • TRF Testing Agreement (PDF 18 KB)


Other Legal Agreements

  • Uniform Service Agreement (PDF 15 KB)
  • FINRA/NASDAQ TRF Transaction Fee Agreement (PDF 49 KB)

 

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©2013 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.