TRF Exchange Participants Rollout Schedule

FINRA/NYSE TRF Phases

Date

Stock List
4/18/07         All CQS and NASDAQ-listed issues  



FINRA/BSE TRF Phases

 

The launch of the FINRA/BSE Trade Reporting Facility was approved by FINRA for an effective launch date of Tuesday 3/20/07. 

 

The BSE Market Operations Center will be in close contact with our clients and regulatory representatives from FINRA, SIP and SIAC as necessary.  See below for our rollout plan and for questions related to this plan, please contact Marc Maselli, Boston Stock Exchange (617) 235-2424.

 

Date Symbol Duration
3/20 Test Symbol ZVZZT 1/2 day
3/21 JNJ, AMGN, INTC 1/2 day
3/22 JNJ, AMGN, INTC 1 day
3/23 Live Health Sector 3 days
 
PFE
JNJ
MRK
ABT
AMGN
UNH
WYE
MDT
LLY
BMY
WLP
SGP
GILD
BAX
CAH
CMX
BSX
SYK
AET
ZMH
DSCP
TMO
CELG
BDX
MHS
GENZ
AGN
FRX
BIIB
MCK
STJ
CI
ESRX
BMET
HUM
ABC
DGX
LH
CVH
BCR
MEDI
VAR
PPDI
HCR
RMD
HB
LNCR
CYH
MLNM
CYTC
THC
IVGN
CRL
UHS
RESP
WOOF
PKI
EW
BOL
HOLX
WPI
IDXX
GPRO
VMSI
USPI
OMI
AHG
HAE
IART
DNEX
GHCI
ALO
REGN
VPHM
DIGE
VTIV
CNC
HLEX
ARTC
CHE
LCAV
PLMD
PRXL
VAS
KNDL
CYBX
MATR
ENZ
DRTE
ODSY
MMSI
PDGI
KNSY
BDY
RHB
HH
ARQL
POSS
CRY
BLTI
TGX
OSTE
HNT
RX
SEPR
WAT
BRL
HSP
PDCO
PDX
OCR
XRAY
HMA
MYL
HSIC
CEPH
KG
TRI
ISRG
BEC
VRTX
CVD
CERN
MIL
SIE
TECH
BLUD
EYE
PDLI
LPNT
MNT
PSYS
COO
MRX
SRZ
AFFX
AGP
VARI
STE
MOGN
VRX
PRGO
HWAY
MDRX
AMMD
PSSI
DJO
AHS
PRX
BSTE
ALOG
PMTI
SCRX
CNMD
SVNT
VIVO
MATK
AMED
CCRN
VITL
NOVN
AMSG
SRDX
CBM
IVC
ICUI
GB
GTIV
3/28 S&P 500 4 days
4/2 All Stocks  

 



FINRA/NSX CQS TRF Phases

Date

Stock List
Week1 Day 1 (February 20, 2007)   Rollout all CQS symbols that start with the letters 'A' - 'E' 

 




 

FINRA/NASDAQ TRF Phases

 

Date

Stock List
Tuesday 8/1/2006    All NASDAQ-listed issues 
Monday 3/5/2007 All CTS-listed issues

 



FINRA/NSX TRF Phases (All dates are approximate dates)

 

Week 1 - Day 1 (November 27, 2006)
BCAR        BANK OF THE CAROLINAS

 

Week 1 - Day 3 (November 29, 2006)
The following symbols will be available for trade reporting through the FINRA/NSX TRF. 

 

ATAR ATARI, INC
BSQR BSQUARE CORP
DIMEZ DIME BANCORP INC
FMDAY FUTUREMEDIA PLC
FONR FONAR CORP
GENR GENAERA CORP
GNTA GENTA CORPORATION
GTCB GTC BIOTHERAPEUTICS INC
GTIM GOOD TIMES RESTAURANTS INC
INHX INHIBITEX INC.
LCRY LECROY CORPORATION
LENSD CONCORD CAMERA CORP
MDCA MDC PARTNERS INC
MDII MDI INC
MDLK MEDIALINK WORLDWIDE INC
NGRU NETGURU INC
NMGC NEOMAGIC CORPORATION
ONSM ONSTREAM MEDIA CORP
OPOF OLD POINT FINL CORP
PDEX PRO DEX INC NEW COLORADO
QMED Q MED INC
RCMT RCM TECHNOLOGIES INC
SERV SERVIDYNE INC
TEAM TECHTEAM GLOBAL INC
VLTS VALENTIS, INC
VWPT VIEWPOINT CORP
WSTM WORKSTREAM, INC

Week 2 - Day 1 (December 4, 2006)
Rollout all NASDAQ symbols that start with the letter 'A'.

 

Week 2 - Day 3 (December 6, 2006)
Rollout all NASDAQ symbols that start with the letter 'B'.

 

Week 2 - Day 5 (December 8, 2006)
Rollout all NASDAQ symbols that start with the letter 'C'.

 

Week 3 - Day 1 (December 11, 2006)
Rollout all NASDAQ symbols that start with the letters 'D' - 'K'

 

Week 3 - Day 3 (December 13, 2006)
Rollout all NASDAQ symbols that start with the letters 'L' - 'S'

 

Week 3 - Day 5 (December 15, 2006)
Rollout all NASDAQ symbols that start with the letters 'T' - 'Z'