1997 Uniform Practice Code Advisories
| UPC# | Date | Title | |||
| 102-97 (PDF 110 KB) | 12/24/97 | Today's Man Inc. | |||
| 101-97 (PDF 149 KB) | 12/24/97 |
Cifra SA de C.V. Series B Cifra SA de C.V. Series V |
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| 100-97 (PDF 62 KB) | 12/18/97 |
CrossKeys Systems Corporation Dynamic International Ltd PharMerica Inc |
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| 099-97 (PDF 64 KB) | 12/12/97 |
Edison Brothers Stores Inc Payless Cashways Inc WMF Group Ltd (The) |
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| 098-97 (PDF 90 KB) | 12/9/97 |
ENERGIS Medical Industries of America Inc |
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| 097-97 (PDF 94 KB) | 12/5/97 |
Advantage Marketing Systems Inc DepoMed Inc Merisel Inc MetroNet Communications Corp |
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| 096-97 (PDF 118 KB) | 12/3/97 |
Amsurg Inc Payless Cashways Inc |
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| 095-97 (PDF 55 KB) | 12/2/97 | OAO Technology Solutions Inc (Revision to UPC # 094-97) | |||
| 094-97 (PDF 100 KB) | 11/21/97 |
COLT Telecom Group Flagstar Companies Inc OAO Technology Solutions Inc |
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| 093-97 (PDF 138 KB) | 11/21/97 |
Centra Capital Corp Millennium Sports Management Inc |
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| 092-97 (PDF 67 KB) | 11/18/97 |
Pharmacontrol Sellco Corp |
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| 091-97 (PDF 110 KB) | 11/18/97 |
Aquapro Corp Del Paint Food-4-Less |
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| 090-97 (PDF 153 KB) | 11/14/97 |
Concord Financial Corp Horizon Financial Services Corp Hotel Discovery Inc |
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| 089-97 (PDF 92 KB) | 11/12/97 |
Atlantic Gulf Communities Corporation Forstmann & Co Inc JPS Textile Group Inc San Jacinto Holdings |
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| 088-97 (PDF 141 KB) | 11/12/97 | Integon Capital I | |||
| 087-97 (PDF 108 KB) | 11/10/97 |
Colorado Gaming & Entertainment Corp Mountain Province Mining Inc Packaging Resources Group Inc |
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| 086-97 (PDF 263 KB) | 11/10/97 |
Massachusetts Electric Co Narragansett Electric Co (The) New England Power Co |
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| 085-97 (PDF 122 KB) | 11/6/97 |
Ecological Recycling Co Inc Mackenzie Financial Corp |
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| 084-97 (PDF 300 KB) | 11/3/97 |
Alabama Power Co Georgia Power Co Gulf Power Co Mississippi Power Co |
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| 083-97 (PDF 139 KB) | 10/27/97 | WRT Energy Corporation | |||
| 082-97 (PDF 139 KB) | 10/23/97 |
Merisel Inc Rymer Foods Inc |
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| 081-97 (PDF 60 KB) | 10/21/97 | Hungarian Broadcasting Corporation | |||
| 080-97 (PDF 102 KB) | 10/21/97 |
Australis Media Ltd Merisel Inc Town & Country |
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| 079-97 (PDF 40 KB) | 10/16/97 | Casco International Inc | |||
| 078-97 (PDF 42 KB) | 10/10/97 | Double Eagle Petroleum and Mining Company | |||
| 077-97 (PDF 38 KB) | 10/9/97 |
International Imaging Inc Microcell Telecommunications Inc |
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| 076-97 (PDF 69 KB) | 10/6/97 | Grant Geophysical Inc | |||
| 075-97 (PDF 85 KB) | 10/6/97 |
Forstmann & Company Inc UDC Homes Inc |
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| 074-97 (PDF 59 KB) | 10/1/97 |
Bell Canada International Inc Comptronix Corporation Premium Standard Farms Inc |
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| 073-97 (PDF 69 KB) | 9/29/97 | Clothestime Inc | |||
| 072-97 (PDF 70 KB) | 9/29/97 | American White Cross Inc | |||
| 071-97 (PDF 42 KB) | 9/26/97 |
BEI Technologies Inc Crescendo Pharmaceuticals Corporation Forstmann & Company Inc |
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| 070-97 (PDF 35 KB) | 9/24/97 | Premium Standard Farms Inc | |||
| 069-97 (PDF 76 KB) | 9/23/97 |
Flagstar Corp Spectrumedix Corp |
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| 068-97 (PDF 57 KB) | 9/19/97 |
Bio Technology General Corp Cable Michigan Inc RCN Corporation SDN Bancorp |
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| 067-97 (PDF 77 KB) | 9/19/97 |
Builders Transport Inc Flagstar Corp |
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| 066-97 (PDF 45 KB) | 9/15/97 |
Tele-Communications Inc TCI Ventures Group Tele-Communications Inc TCI Group |
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| 065-97 (PDF 51 KB) | 9/10/97 |
Consumers Energy Co. Fin. II FF Holdings Corp Karts International Inc |
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| 064-97 (PDF 108 KB) | 9/3/97 | Indianapolis Power & Light Co | |||
| 063-97 (PDF 37 KB) | 9/3/97 |
Koll Real Estate Group Inc PriceSmart Inc |
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| 062-97 (PDF 81 KB) | 8/28/97 |
Elsinore Corp Forstmann & Company Inc |
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| 061-97 (PDF 46 KB) | 8/22/97 |
DecisionOne Holdings Corp Premium Standard Farms Inc |
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| 060-97 (PDF 45 KB) | 8/19/97 |
Evergreen International Aviation Inc Positron Fiber Systems Corporation |
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| 059-97 (PDF 69 KB) | 8/19/97 | Martin Lawrence Limited Editions Inc | |||
| 058-97 (PDF 47 KB) | 8/18/97 |
Discas Inc Falcon Holdings Group |
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| 057-97 (PDF 48 KB) | 8/14/97 |
Aviation Group Inc Horn & Hardart |
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| 056-97 (PDF 72 KB) | 8/8/97 |
ChromaVision Medical Systems Inc Fine Air Services Inc |
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| 055-97 (PDF 46 KB) | 8/4/97 |
Azurel Ltd Mike's Original Inc |
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| 054-97 (PDF 60 KB) | 7/30/97 | Discovery Zone Inc | |||
| 053-97 (PDF 59 KB) | 7/29/97 | Fusion Systems Corp | |||
| 052-97 (PDF 37 KB) | 7/24/97 | Sassco Fashions Ltd | |||
| 051-97 (PDF 51 KB) | 7/22/97 |
Washington Mutual Inc Ionica Group plc (Correction to UPC Notice # 049-97 dtd July 16, 1997) Pivot Rules Inc |
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| 050-97 (PDF 43 KB) | 7/17/97 |
Adelphia Communications Corp General Medical Corp |
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| 049-97 (PDF 55 KB) | 7/16/97 |
Leslie Fay Company Inc (The) Pivot Rules Inc Sassco Fashions Ltd United Trust Inc Unique Casual Restaurants Inc |
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| 048-97 (PDF 35 KB) | 7/8/97 | Sheridan Energy Inc | |||
| 047-97 (PDF 77 KB) | 6/30/97 | Littlefuse Inc | |||
| 046-97 (PDF 56 KB) | 6/26/97 |
Ascent Entertainment Group Inc Builders Transport Inc Crescent Operating Inc Griffin Land & Nurseries Inc |
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| 045-97 (PDF 53 KB) | 6/19/97 |
Amerisource Health Distribution Corp Pharmacontrol SDN Bancorp Floating |
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| 044-97 (PDF 58 KB) | 6/19/97 |
Australis Media Ltd Del Paint Packaging Resources Group Inc |
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| 043-97 (PDF 59 KB) | 6/19/97 |
Capital Gaming Int'l Inc Evergreen International Aviation Inc |
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| 042-97 (PDF 58 KB) | 6/19/97 | Leslie Fay Companies Inc | |||
| 041-97 (PDF 75 KB) | 6/17/97 | Eco2, Inc | |||
| 040-97 (PDF 39 KB) | 6/9/97 |
Conserver Corporation of America Western Bancorp |
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| 039-97 (PDF 114 KB) | 5/30/97 | Amendments to NASD Rule 11580 and 11870 of the Uniform Practice Code | |||
| 038-97 (PDF 77 KB) | 5/30/97 | Implementation of DTC's Initial Public Offering (IPO) Tracking System | |||
| 037-97 (PDF 47 KB) | 5/27/97 |
Food-4-Less Sellco Corp Pharmacontrol |
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| 036-97 (PDF 48 KB) | 5/20/97 |
Gulf Mark Offshore Inc G. Willi-Food International Ltd Talbert Medical Management Holdings Corp |
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| 035-97 (PDF 36 KB) | 5/15/97 | Vital Images Inc | |||
| 034-97 (PDF 44 KB) | 5/6/97 | SLM International Inc | |||
| 033-97 (PDF 50 KB) | 5/6/97 |
Colorado Gaming & Entertainment Corp San Jacinto Holdings UDC Homes Inc |
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| 032-97 (PDF 39 KB) | 5/6/97 | ICH Corporation | |||
| 031-97 (PDF 60 KB) | 4/29/97 | United Trust Inc | |||
| 030-97 (PDF 50 KB) | 4/28/97 |
Avgold Ltd ADR Town and Country UNIVEC Inc |
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| 029-97 (PDF 75 KB) | 4/23/97 | Capital Gaming International Inc | |||
| 028-97 (PDF 38 KB) | 4/21/97 | D.G. Jewellery of Canada Ltd | |||
| 027-97 (PDF 68 KB) | 4/8/97 | Apollo BioPharmaceutics Inc | |||
| 026-97 (PDF 60 KB) | 4/4/97 |
International Sports Wagering Inc Premium Standard Farms Inc Questron Technology Inc |
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| 025-97 (PDF 53 KB) | 4/4/97 | Burlington Motor Holdings Inc | |||
| 024-97 (PDF 64 KB) | 4/2/97 | Diamond Technology Partners Radair Inc | |||
| 023-97 (PDF 85 KB) | 3/31/97 | Enstar Group Inc | |||
| 022-97 (PDF 62 KB) | 3/25/97 |
Bio Technology General Corp SDN Bancorp Spectrum Information Technologies Inc |
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| 021-97 (PDF 41 KB) | 3/21/97 |
Jenna Lane Inc Medarex Inc |
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| 020-97 (PDF 63 KB) | 3/19/97 | Elsinore Corp | |||
| 019-97 (PDF 117 KB) | 3/18/97 |
Public Service Co. of Oklahoma Southwestern Electric Power Co West Texas Utilities Co |
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| 018-97 (PDF 44 KB) | 3/17/97 |
XOX Corporation Unitech Industries Inc |
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| 017-97 (PDF 69 KB) | 3/14/97 |
NetCom Systems AB Smith Corona Corportion |
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| 016-97 (PDF 102 KB) | 3/12/97 |
Global Med Technologies Inc ICH Corp |
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| 015-97 (PDF 100 KB) | 3/12/97 |
Gander Mountain Inc First Woburn Bancorp Inc Ithaca Industries Inc Unitech Industries Inc |
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| 014-97 (PDF 58 KB) | 3/5/97 |
ENStar Inc Freepages Group SLH Corp Ustel Inc |
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| 013-97 (PDF 109 KB) | 3/3/97 | Amendments to NASD Rule 11190 of the Uniform Practice Code | |||
| 012-97 (PDF 66 KB) | 2/25/97 |
Bolsa Chica Co Falcon Holdings Group IFS International Inc Metropolitan Health Networks Inc |
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| 011-97 (PDF 44 KB) | 2/21/97 |
Digital Transmission Systems Inc TTR Inc |
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| 010-97 (PDF 77 KB) | 2/11/97 |
Scotsman Holdings Inc Smith Corona Corp |
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| 009-97 (PDF 108 KB) | 2/11/97 |
North American Energy Inc SLM International Inc |
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| 008-97 (PDF 46 KB) | 2/7/97 |
Horn & Hardart Legend Properties Inc |
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| 007-97 (PDF 76 KB) | 2/4/97 |
Ora Electronics Inc Work Recovery Inc |
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| 006-97 (PDF 67 KB) | 1/28/97 | Sun Sportswear Inc | |||
| 005-97 (PDF 75 KB) | 1/24/97 |
Amplidyne Inc Quigley Corporation |
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| 004-97 (PDF 75 KB) | 1/22/97 | Unitech Industries Inc | |||
| 003-97 (PDF 43 KB) | 1/16/97 |
Adelphia Communications Corp General Medical Corp |
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| 002-97 (PDF 57 KB) | 1/14/97 |
Kash-N-Karry Food Stores Inc Scott Cable Corp |
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| 001-97 (PDF 57 KB) | 1/3/97 |
California Federal Bank, FSB Continental Airlines Inc Peoples Express Airlines Primex Technologies Inc |