2001 Uniform Practice Code Advisories

UPC#   Date   Title
108-01 (PDF 10 KB)   12/27/01   QXL Ricardo plc  
107-01 (PDF 17 KB)   12/27/01   GST Equipment Funding
GST Network Funding
 
106-01 (PDF 13 KB)   12/26/01   Video Update Inc.  
105-01 (PDF 13 KB)   12/24/01   CyberCash Inc.  
104-01 (PDF 13 KB)   12/18/01   Park N. View Inc.  
103-01 (PDF 10 KB)   12/14/01   Terracom Inc.  
102-01 (PDF 11 KB)   12/5/01   Beyond.com Corporation  
101-01 (PDF 13 KB)   12/4/01   Sonera Corporation  
100-01 (PDF 16 KB)   12/4/01   ENRON Corporation  
099-01 (PDF 10 KB)   11/30/01   OJSC Novosibirsk Region  
098-01 (PDF 11 KB)   11/29/01   XO Communications Inc.  
097-01 (PDF 11 KB)   11/19/01   Metal Management Inc.  
096-01 (PDF 12 KB)   11/16/01   Singer NV  
095-01 (PDF 12 KB)   11/16/01   Great Lakes Carbon
Metal Management Inc.
 
094-01 (PDF 10 KB)   11/8/01   Rentokil  
093-01 (PDF 11 KB)   11/7/01   CMI Industries Inc.  
092-01 (PDF 10 KB)   11/2/01   BE Semiconductor Industries NV  
091-01 (PDF 10 KB)   10/24/01   Site Technologies Inc.  
090-01 (PDF 13 KB)   10/23/01   Drypers Corporation  
089-01 (PDF 10 KB)   10/22/01   Rexam  
088-01 (PDF 18 KB)   10/19/01   Drug Emporium Inc.  
087-01 (PDF 10 KB)   10/12/01   FBI Fresh Burgers International
American Ammunition Inc.
 
086-01 (PDF 10 KB)   10/10/01   Cuddy International Corporation
Genesis Health Ventures Inc.
 
085-01 (PDF 10 KB)   10/10/01   ASM International NV
ILOG SA
 
084-01 (PDF 14 KB)   10/9/01   Ecoscience Corporation
Zarara Energy Ltd.
 
083-01 (PDF 12 KB)   10/8/01   IMC Mortgage Company
Stage Stores Inc.
 
082-01 (PDF 13 KB)   10/3/01   Genesis Health Ventures Inc.  
081-01 (PDF 11 KB)   10/2/01   Kitty Hawk Inc.  
080-01 (PDF 11 KB)   9/26/01   Imperial Sugar Company
Site Technologies Inc.
 
079-01 (PDF 12 KB)   9/7/01   Delta Financial Corporation
Imperial Sugar Company
 
078-01 (PDF 14 KB)   9/6/01   Amex Drug Corporation
Let's Talk Cellular & Wireless Inc.
 
077-01 (PDF 14 KB)   8/24/01   Stage Stores Inc.  
076-01 (PDF 12 KB)   8/23/01   Smartlogik Group
The FINOVA Group Inc.
 
075-01 (PDF 12 KB)   8/21/01   ESS Technology Inc.
Innovative Software Technologies Inc.
Vialta Inc.
 
074-01 (PDF 14 KB)   8/16/01   Property Capital Trust Inc.  
073-01 (PDF 11 KB)   8/16/01   Innovative Software Technologies Inc.  
072-01 (PDF 12 KB)   8/14/01   Stage Stores Inc.  
071-01 (PDF 11 KB)   8/10/01   Credit Suisse Group  
070-01 (PDF 12 KB)   8/9/01   Scovill Fasteners Inc.  
069-01 (PDF 10 KB)   8/7/01   Swiss Reinsurance Company  
068-01 (PDF 13 KB)   8/3/01   Ponte Nossa Acquisition Corp
Rhythms Netconnections Inc.
 
067-01 (PDF 14 KB)   8/3/01   Equity Technologies & Resources Inc.
Joy Global Inc.
 
066-01 (PDF 10 KB)   8/1/01   Envirosource Inc.
The Derby Cycle Corp/Lyon Investments BV
 
065-01 (PDF 10 KB)   7/30/01   Riverstone Networks Inc.  
064-01 (PDF 22 KB)   7/26/01   Paracelsus Healthcare Corporation  
063-01 (PDF 8 KB)   7/23/01   Alterra Healthcare Corporation  
062-01 (PDF 13 KB)   7/20/01   Garden.com Inc.  
061-01 (PDF 11 KB)   7/19/01   Logitech International SA
Trade Reporting Rules For OTC Securities
 
060-01 (PDF 11 KB)   7/16/01   Petsec Energy Inc.  
059-01 (PDF 9 KB)   7/13/01   Alterra Healthcare Corporation  
058-01 (PDF 12 KB)   7/13/01   Paracelsus Healthcare Corporation  
057-01 (PDF 14 KB)   7/12/01   Harnischfeger Industries Inc.
Renaissance Acceptance Group Inc.
 
056-01 (PDF 10 KB)   7/11/01   Wavo Corporation  
055-01 (PDF 12 KB)   7/10/01   Cardiac Control Systems Inc.
Renaissance Acceptance Group Inc.
 
054-01 (PDF 8 KB)   7/2/01   Tubos de Acero de Mexico SA  
053-01 (PDF 9 KB)   6/29/01   Peugeot SA
Trend Micro Inc.
 
052-01 (PDF 8 KB)   6/22/01   Harmony Gold Mining Company Ltd.  
051-01 (PDF 12 KB)   6/14/01   Global Ocean Carriers Ltd.  
050-01 (PDF 11 KB)   6/13/01   PetsMarketing Inc.  
049-01 (PDF 10 KB)   6/8/01   Golden Books Publishing Co Inc.  
048-01 (PDF 10 KB)   6/7/01   WorldCom Inc.  
047-01 (PDF 12 KB)   6/4/01   Vista Eyecare Inc.  
046-01 (PDF 10 KB)   5/24/01   Harnischfeger Industries Inc.  
045-01 (PDF 9 KB)   5/18/01   De Beers Consolidated Mines Ltd.
VoiceStream Wireless Corporation
 
044-01 (PDF 10 KB)   5/17/01   NewBridge Capital Inc.  
043-01 (PDF 12 KB)   5/16/01   Electronic Business Services Inc.  
042-01 (PDF 10 KB)   5/4/01   Adaptec Inc.
Gorges/Quick to Fix Foods Inc.
Resort at Summerlin Roxio Inc.
 
041-01 (PDF 12 KB)   5/4/01   ContiFinancial Corporation
Fine Air Services Corp.
 
040-01 (PDF 14 KB)   4/23/01   Medinah Minerals Inc.
Vencor Inc.
 
039-01 (PDF 10 KB)   4/19/01   Southern California Edison Co.
WinStar Communications Inc.
 
038-01 (PDF 9 KB)   4/16/01   Friede Goldman Halter Inc.  
037-01 (PDF 8 KB)   4/16/01   National Health & Safety Corporation  
036-01 (PDF 8 KB)   4/10/01   Amazon Natural Treasures.com Inc.  
035-01 (PDF 12 KB)   4/6/01   Methode Electronics Inc.
Power Designs Inc.
Stratos Lightwave Inc.
 
034-01 (PDF 8 KB)   4/4/01   CrossKeys Systems Corporation  
033-01 (PDF 11 KB)   4/2/01   JCC Holding Company  
032-01 (PDF 9 KB)   3/30/01   LecStar Corporation  
031-01 (PDF 12 KB)   3/30/01   Costilla Energy Inc.  
030-01 (PDF 10 KB)   3/29/01   PNV Inc.  
029-01 (PDF 12 KB)   3/29/01   Cerplex Group Inc.
Costilla Energy Inc.
 
028-01 (PDF 11 KB)   3/27/01   Southern California Edison Co.  
027-01 (PDF 9 KB)   3/26/01   e.Spire Communications Inc.  
026-01 (PDF 12 KB)   3/23/01   CPS Systems Inc.
Power Designs Inc.
 
025-01 (PDF 11 KB)   3/21/01   Crown Packaging Ltd.
Stolt - Neilsen S.A.
 
024-01 (PDF 12 KB)   3/16/01   Stolt - Nielsen S.A.
Stolt Offshore S.A.
 
023-01 (PDF 10 KB)   3/13/01   Harnischfeger Industries Inc.
Tokheim Corporation
 
022-01 (PDF 8 KB)   3/9/01   Arcadis N.V.
KPNQuest N.V.
 
021-01 (PDF 12 KB)   3/9/01   Master Graphics Inc.
Pacholder High Yield Fund Inc.
 
020-01 (PDF 11 KB)   3/7/01   Petsec Energy Inc.  
019-01 (PDF 8 KB)   3/5/01   Infocure Corporation  
018-01 (PDF 12 KB)   3/2/01   Thermatrix Inc.  
017-01 (PDF 10 KB)   3/2/01   Dencor Energy Cost Controls Inc.
Vencor Inc.
 
016-01 (PDF 12 KB)   3/1/01   KCS Energy Inc.  
015-01 (PDF 14 KB)   2/27/01   Levitz Furniture Inc.
Amazon Natural Treasures Inc.
 
014-01 (PDF 13 KB)   2/12/01   Bank United Corp.
Sunshine Mining & Refining Company
 
013-01 (PDF 8 KB)   2/9/01   N-Vision Technology W/I  
012-01 (PDF 8 KB)   2/7/01   America Movil S.A. de C.V. Cl A
McData Corporation
 
011-01 (PDF 9 KB)   1/24/01   Bradlees Inc.  
010-01 (PDF 9 KB)   1/22/01   Price Communications Cellular Holdings Inc.  
009-01 (PDF 12 KB)   1/19/01   NU-Kote Holding Inc.  
008-01 (PDF 10 KB)   1/18/01   Cerplex Group Inc.  
007-01 (PDF 14 KB)   1/18/01   Southern Pacific Funding Corporation  
006-01 (PDF 10 KB)   1/16/01   Trans World Airlines Inc.  
005-01 (PDF 8 KB)   1/16/01   PLM Equipment Growth Fund III Limited Partnership Units  
004-01 (PDF 10 KB)   1/11/01   Breed Technologies Inc.  
003-01 (PDF 10 KB)   1/9/01   Thermatrix Inc.  
002-01 (PDF 12 KB)   1/5/01   Geneva Steel Company  
001-01 (PDF 12 KB)   1/2/01   Citizens National Corporation
Laclede Steel Company