2014 Uniform Practice Code Advisories

UPC#   Date   Title
43-14 (PDF 158 KB)   12/16/14   First Mariner Bancorp (FMARQ)  
42-14 (PDF 161 KB)   11/4/14   Liberty Broadband Corporation Common Stock Series B (When, As and If Issued Settlement Dates)  
41-14 (PDF 159 KB)   11/3/14   Liberty Broadband Corporation Common Stock Series B (When Issued)  
40-14 (PDF 158 KB)   10/21/14   Vertical Health Solutions, Inc.  
39-14 (PDF 263 KB)   10/17/14   Clearly Erroneous Determination for Quotation and Trading Halt for OTC Equity Securities  
38-14 (PDF 332 KB)   10/17/14   Quotation and Trading Halt for all OTC Equity Securities  
37-14 (PDF 220 KB)   10/17/14   Quotation and Trading Halt for all OTC Equity Securities  
36-14 (PDF 157 KB)   10/2/14   Coldwater Creek, Inc.  
35-14 (PDF 159 KB)   9/29/14   Tootie Pie Company  
34-14 (PDF 159 KB)   8/25/14   OCZ Technology Group Inc.  
33-14 (PDF 157 KB)   8/22/14   ATP Oil & Gas Corporation  
32-14 (PDF 162 KB)   8/12/14   Asterias Biotherapeutics, Inc Common Stock Series A  
31-14 (PDF 160 KB)   8/11/14   GSE Holding, Inc.  
30-14 (PDF 159 KB)   8/7/14   Florida Gaming Corporation  
29-14 (PDF 181 KB)   8/6/14   Overseas Shipholding Group, Inc.  
28-14 (PDF 158 KB)   8/1/14   Furniture Brands International, Inc.  
27-14 (PDF 160 KB)   7/18/14   Asterias Biotherapeutics, Inc. Common Series A (When Issued)  
26-14 (PDF 160 KB)   7/11/14   Genco Shipping & Trading Ltd.  
25-14 (PDF 155 KB)   7/2/14   Protective Products of America, Inc.  
24-14 (PDF 155 KB)   7/2/14   Mercantile Bancorp, Inc (Quincy, IL)  
23-14 (PDF 158 KB)   6/27/14   DesignLine Corporation  
22-14 (PDF 159 KB)   6/19/14   Gulfstream International Group, Inc.  
21-14 (PDF 158 KB)   6/16/14   Dolan Company  
20-14 (PDF 158 KB)   6/12/14   Tuscany International Drilling, Inc.  
19-14 (PDF 162 KB)   6/2/14   Savient Pharmaceuticals, Inc.  
18-14 (PDF 160 KB)   5/14/14   Gladstone Capital Corporation Term Preferred (When Issued)  
17-14 (PDF 158 KB)   5/1/14   Intraop Medical Corporation  
16-14 (PDF 157 KB)   4/16/14   Pipeline Data, Inc.  
15-14 (PDF 157 KB)   4/16/14   Biomoda, Inc.  
14-14 (PDF 157 KB)   3/31/14   FiberTower Corporation  
13-14 (PDF 158 KB)   3/28/14   Helicos BioSciences Corporation  
12-14 (PDF 158 KB)   3/7/14   Valence Technology, Inc.  
11-14 (PDF 157 KB)   3/6/14   SMF Energy Corporation  
10-14 (PDF 158 KB)   2/24/14   OSH 1 Liquidating Corporation  
09-14 (PDF 158 KB)   2/14/14   Excel Maritime Carriers Ltd.  
08-14 (PDF 52 KB)   2/14/14   ContraVir Pharmaceuticals, Inc  
07-14 (PDF 158 KB)   2/7/14   American Ammunition, Inc.  
06-14 (PDF 159 KB)   2/7/14   Capitol Bancorp, Ltd.  
05-14 (PDF 63 KB)   2/6/14   ContraVir Pharmaceuticals, Inc  
04-14 (PDF 159 KB)   2/5/14   CrossPoint Energy Company  
03-14 (PDF 159 KB)   2/5/14   GMX Resources, Inc.  
02-14 (PDF 159 KB)   2/4/14   Xtreme Green Products, Inc.  
01-14 (PDF 158 KB)   1/31/14   Lone Pine Resources, Inc. (LPRIQ)