CRD Directories

The SRO and State Regulators Directories provide listings of self-regulatory organizations (SROs) and state regulators' offices so that firms may obtain information related to state-specific broker/dealer filing requirements.

 

• SRO Directory
• State Regulators Directory (NASAA)
• SRO/Jurisdiction Fee and Setting Schedule – Web CRD (PDF 104 KB)

 

Please contact the Gateway Call Center at (301) 590-6500 with questions or comments.