Fees & Accounting

The Web CRD system facilitates the collection and disbursement of fees associated with filings processed through the system. The links available on this Web Page provide important information on registration-related fees and payments, as well as guidance with the CRD Accounting functionality.

 

Please refer to the Web CRD Accounting Quick Reference Guide or the Accounting Chapter of the Web CRD User Manual for detailed information on the accounting functionality.
 

• SRO/Jurisdiction Fee and Setting Schedule - Web CRD (PDF 103 KB)
   
• Registration/Exam Fee Schedule – Effective beginning 1/2/13 
   
• Web CRD Ad Hoc Reports Fee Schedule
   
• Web EFT Subscription Fees
   
• Web CRD Payment Methods and Addresses
   
• Web CRD Funds Transfer Request Form (PDF 94 KB)
   
• Web CRD/IARD Account Refund Requests
   
• Refund Requests for Charges Assessed In Error
   
• Frequently Asked Questions About Web CRD Accounting 
   

FINRA-registered firms may contact the Gateway Call Center at (301) 869-6699, with any questions or comments.

 

Joint broker-dealer/investment adviser (BD/IA) firms should also review the IARD accounting information provided on the IARD website.