Web CRD/IARD Account Refund Requests
Firms may choose to withdraw funds from their Web CRD/IARD Daily Account due to various circumstances (e.g., renewal refund, or account overfunding). To request a refund from your firm's Web CRD/IARD account:
Send an email to FINRA Refunds:
Please include the total balance of your firm’s CRD/IARD account for verification purposes in the email.
Note: The refund check will be made payable to the firm and mailed to the address of record. Most refund requests should be processed within 10 business days of receipt except during the annual renewal season.