Branch Office Registration

The Uniform Branch Office Registration Form (Form BR) enables firms to register branch offices electronically with FINRA, the NYSE, and states that require branch registration through a single filing with Web CRD. The Form BR was first implemented on October 31, 2005. Revisions to the Form BR are effective April 7, 2014. (Securities Exchange Act Release No. 70958 (November 27, 2013) (Order Approving Proposed Rule Change; File No. SR-FINRA-2013-035); 78 FR 72951 (December 4, 2013). See Regulatory Notice 14-11 that announced the 2014 changes.

 

 

Form BR

 

Last Updated: 4/7/2014

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