Active Military Leave Guidance

FINRA provides registration and licensing relief to FINRA-registered persons and certain formerly registered persons who volunteer or are called into active military duty. The following provides information and guidance regarding such relief. (See IM-1000-2 for additional information regarding the relief provided for active military service.)

How firms should notify FINRA of a currently registered individual on military leave.

How individuals who were previously registered with a FINRA-registered firm should notify FINRA of their active military service.  

Last Updated: 9/8/2014