Web CRD also systematically tracks the re-submission of fingerprint cards for those cards determined to be illegible (i.e., ILEG) or classified as rejected (i.e., REJT). When an illegible/reject fingerprint status is posted to Web CRD, the registration status is automatically changed from "Approved Pending Results" back to "Approved Pending Prints" and the 30-day clock is reset. The firm must submit a new fingerprint card for the individual within 30 days of the illegible/reject status. Illegible and reject cards are not returned to firms. If the second fingerprint card is not received within 30 days, the individual's registration status will change to "Inactive Prints." After two (2) years and 30 days, if FINRA has not received a second card, the registration status will change to "Terminated No U5" (T-NOU5).
|FP Card Tracking||Registration Status|
|Illegible card identified||APPROVED PENDING PRINTS|
|After 30 days – No second card received||INACTIVE PRINTS|
|After 2 years and 30 days – No second card received||TERMINATED No U5|
Additional information regarding fingerprint statuses can be found in the EFP Quick Reference Guide.