Certified EFS Vendors

The following commercial vendors have successfully completed FINRA's Electronic Fingerprint Submission (EFS) certification testing from a technical standards perspective only. The vendors listed below currently are certified to participate in EFS. The list is intended to be used as a resource only. FINRA does not endorse or recommend any of the vendors on the list. Please note that broker-dealers wishing to participate in the EFS program also must complete a certification procedure (even if they are using a certified vendor). For more information on EFS certification requirements, see Electronic Fingerprint Submission FINRA Certification Procedures (PDF 130 KB).

 

Last Updated: 10/17/2014