CRD Announcements

Visit this page on a regular basis for new or updated information regarding the Web CRD system and related programs and processes. Web CRD is generally available to all entitled users from

 7 a.m. to 11 p.m., Eastern Time (ET), Monday through Friday (may be subject to change). Please refer to the Web CRD availability schedule for detailed weekend and holiday system availability.
 

  • Web CRD/IARD Software Release 2014.2
    View the release notes for an explanation of the changes to Web CRD, IAPD  and BrokerCheck which became effective on June 23, 2014.
     
  • Checklist for Organizational Change: Mergers, Acquisitions, and Successions
    This checklist offers steps for firms to consider when interacting with FINRA during an organizational change, regarding issues such as membership application and system-related privileges.

 

Last Updated: 7/3/2014