Visit this page on a regular basis for new or updated information regarding the Web CRD system and related programs and processes. Web CRD is generally available to all entitled users from
7 a.m. to 11 p.m., Eastern Time (ET), Monday through Friday (may be subject to change). Please refer to the Web CRD availability schedule for detailed weekend and holiday system availability.
- 2014 Renewal Program Calendar
The 2014 Renewal Program Calendar is now available. The Renewal Program facilitates the annual renewal of broker-dealer firms' and their registered representatives FINRA, state/jurisdiction and self-regulatory organization (SRO) registrations. Preliminary Renewal Statements and reports for the 2014 Renewal Program will be available on November 11, 2013. Full payment of Preliminary Renewal Statements must post to firm's Renewal Accounts with FINRA by December 13, 2013.
2013 SILA National Education Conference
Management from FINRA’s Registration and Disclosure department and the New Orleans District Office presented at the 2013 SILA National Education Conference, which was held Sept. 22 - 25, 2013, in New Orleans, LA. View the FINRA panel presentation.
- Electronic Payment via E-Bill
Effective June 17, 2013, FINRA's E-Bill system replaced Web CRD/IARD E-Pay as the online application for firms seeking to make an electronic payment to their FINRA Flex-Funding Account (CRD/IARD Daily Account). For detailed information, visit the E-Bill Web page.
- Form Filing Tip
The Forms U4 and U5 Interpretive Questions & Answers document has been updated with frequently asked questions regarding a compromise with creditors/short sales (Form U4, Question 14K).
- View CRD-related information and job aides developed for the small firm community.
- View information about how interested firms can submit fingerprint information electronically.
- Checklist for Organizational Change: Mergers, Acquisitions, and Successions
This checklist offers steps for firms to consider when interacting with FINRA during an organizational change, regarding issues such as membership application and system-related privileges.