CRD Announcements

Visit this page on a regular basis for new or updated information regarding the Web CRD system and related programs and processes. Web CRD is generally available to all entitled users from

 7 a.m. to 11 p.m., Eastern Time (ET), Monday through Friday (may be subject to change). Please refer to the Web CRD availability schedule for detailed weekend and holiday system availability.
 

  • Web CRD/IARD Software Release 2014.3
    View an explanation of changes to Web CRD, IARD, PFRD, Web EFT and BrokerCheck which will occur with software release 2014.3 on September 6, 2014.
     
  • 2015 Renewal Program Calendar
    The 2015 FINRA Renewal Program Calendar is now available. Firms are required annually to renew their FINRA, other self-regulatory organization and state/jurisdiction registrations through the FINRA Renewal Program, which begins in the fourth quarter of each year.

 

  • Checklist for Organizational Change: Mergers, Acquisitions, and Successions
    This checklist offers steps for firms to consider when interacting with FINRA during an organizational change, regarding issues such as membership application and system-related privileges.

 

Last Updated: 8/15/2014