CRD Announcements

Visit this page on a regular basis for new or updated information regarding the Web CRD system and related programs and processes. Web CRD is generally available to all entitled users from

 7 a.m. to 11 p.m., Eastern Time (ET), Monday through Friday (may be subject to change). Please refer to the Web CRD availability schedule for detailed weekend and holiday system availability.

 

• Web CRD/IARD Software Release 2013.2
  View an explanation of changes to Web CRD/IARD which were implemented with software release 2013.2 on June 17, 2013.
   
• Electronic Payment via E-Bill
  Effective June 17, 2013, FINRA's E-Bill system replaced Web CRD/IARD E-Pay as the online application for firms seeking to make an electronic payment to their FINRA Flex-Funding Account (CRD/IARD Daily Account). For detailed information, visit the E-Bill Web page.
   
• Form Filing Tip
  The Forms U4 and U5 Interpretive Questions & Answers document has been updated with frequently asked questions regarding a compromise with creditors/short sales (Form U4, Question 14K).
   
• View CRD-related information and job aides developed for the small firm community.
   
• View information about how interested firms can submit fingerprint information electronically.
   
• Checklist for Organizational Change: Mergers, Acquisitions, and Successions  
  This checklist offers steps for firms to consider when interacting with FINRA during an organizational change, regarding issues such as membership application and system-related privileges.