CRD Announcements

Visit this page on a regular basis for new or updated information regarding the Web CRD system and related programs and processes. Web CRD is generally available to all entitled users from

 5 a.m. to 11 p.m., Eastern Time (ET), Monday through Friday (may be subject to change). Please refer to the Web CRD availability schedule for detailed weekend and holiday system availability.
 

  • 2014 SILA National Education Conference
    Management from FINRA’s Registration and Disclosure, Member Relations and Technology departments presented at the 2014 SILA National Education Conference, which was held Oct. 5 - 8, 2014, in Anaheim, CA. View the FINRA panel presentations.
  • 2015 Renewal Program
    The 2015 FINRA Renewal Program is now underway. Firms are required annually to renew their FINRA, other self-regulatory organization and state/jurisdiction registrations through the FINRA Renewal Program. Preliminary Renewal Statements posted to Web CRD/IARD on November 10, 2014, and payment to FINRA is due December 12, 2014.
  • Web CRD/IARD Software Release 2014.4
    View an explanation of changes to Web CRD, IARD, and PFRD which are effective November 15, 2014
  • Checklist for Organizational Change: Mergers, Acquisitions, and Successions
    This checklist offers steps for firms to consider when interacting with FINRA during an organizational change, regarding issues such as membership application and system-related privileges.

 

Last Updated: 11/13/2014