CRD Announcements

Visit this page on a regular basis for new or updated information regarding the Web CRD system and related programs and processes. Web CRD is generally available to all entitled users from

 7 a.m. to 11 p.m., Eastern Time (ET), Monday through Friday (may be subject to change). Please refer to the Web CRD availability schedule for detailed weekend and holiday system availability.
 

  • 2014 SILA National Education Conference
    Management from FINRA’s Registration and Disclosure, Member Relations and Technology departments presented at the 2014 SILA National Education Conference, which was held Oct. 5 - 8, 2014, in Anaheim, CA. View the FINRA panel presentations.
  • 2015 Renewal Program Calendar
    The 2015 FINRA Renewal Program Calendar is now available. Firms are required annually to renew their FINRA, other self-regulatory organization and state/jurisdiction registrations through the FINRA Renewal Program. Preliminary Renewal Statements will be posted to Web CRD/IARD beginning on November 10, 2014.
  • Web CRD/IARD Software Release 2014.3
    View an explanation of changes to Web CRD, IARD, PFRD, Web EFT and BrokerCheck which were implemented with software release 2014.3 on September 6, 2014
  • Checklist for Organizational Change: Mergers, Acquisitions, and Successions
    This checklist offers steps for firms to consider when interacting with FINRA during an organizational change, regarding issues such as membership application and system-related privileges.

 

Last Updated: 10/13/2014