Web CRD Quick Reference Guides

All Users

• Account Administration (PDF 2,133 KB)
  

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Firms

• Accounting (PDF 62 KB)
• CRD 'At A Glance' for Firms (PDF 240 KB)
• Form BR Filing Tips (PDF 61 KB)
• Electronic Fingerprint Processing (EFP) (PDF 33 KB)
• Firm Notification (PDF 107 KB)
• Firm Queues for Individuals (PDF 182 KB)
• Firm Queues for Organizations (PDF 46 KB)
• IA Representative (RA) Transition (PDF 169 KB)
• Registration Deficiency Tracking Program (PDF 149 KB)
• Web CRD/IARD E-Pay (PDF 394 KB)

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Regulators

• Jurisdiction Queues for Individuals (PDF 384 KB)
• Jurisdiction/SRO Branch Registration (PDF 54 KB)
• Jurisdiction/SRO Branch Review Method (PDF 48 KB)
• Jurisdiction/SRO Queues for Organizations (PDF 305 KB)
• Regulator Form Filing (PDF 88 KB)
• SEC Queues for Organizations (PDF 238 KB)
• SRO Queues for Individuals (PDF 198 KB)

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If you are a "Joint" Broker/Dealer-Investment Adviser firm, there are also IARD System Quick Reference Guides available.