Web CRD User’s Manual
The User's Manual was created specifically for Broker-Dealer Firms to guide their users through the Web CRD system and its functionality. The User's Manual is designed to allow you to view information online or print all, or part of the Manual as necessary.
Based on feedback from firms, the Web CRD User's Manual has been reformatted to include independently page-numbered chapters. For example, Chapter 1 is page-numbered 1-1, 1-2, 1-3, etc. and Chapter 2 is page-numbered 2-1, 2-2, 2-3, etc. Independently page-numbered chapters will allow you to review updates and print chapters individually. Please note that future releases will also include a Revisions Tracking Document to further assist with identifying specific chapters that have changed within the manual.
For your convenience, included in the Manual is a New Release Changes Document that identifies the information that is new and/or has been updated from previous versions of the Broker Dealer Firm User's Manual. Please note that this document is not all-inclusive in denoting the system changes implemented with each Release. Please refer to the Release Notes for a comprehensive list of all Web CRD changes for each Release.
Selected materials are available in PDF (Portable Document Format) files. If you do not have the Adobe® Acrobat Reader to view such files, please download the free plug-in.
Table of Contents
Web CRD User’s Manual (PDF 4,549 KB)