Web EFTTM Schema Documentation and Schema Files
These documents provide a formatted version and explanatory text for firms to follow in building batch forms and retrieving reports. These documents are updated periodically to reflect any changes to the Web CRD form filing and Web EFT reports schemas.
Web EFT requires all data in XML format. Any form filings submitted via Web EFT must also comply with Web CRD's completeness checks and business rules.
U4/U5/NRF and BR Schema Definition Documents (PDF format)
The U4/U5/NRF Schema Definition Document contains detailed information regarding the data and file formats for Forms U4, U5, and NRF. The BR Schema Definition Document contains detailed information regarding the data and file formats for Form BR. The U4/U5/NRF Schema Definition Document is modified for Release 2013.4.
U4/U5/NRF and BR Schema Files (.XSD format)
The form filing schema files may be downloaded to a user's computer and loaded locally into a user's XML editing software. This permits the user to validate files against the CRD Form Filing schema immediately, without the need to repeatedly upload batch form filings and wait for the results. The U4/U5/NRF XSD is modified for Release 2013.4.
Reports Schema Files (.XSD format)
The following reports schema files provide the basic data elements to help users build their tables. The following files are modified for Release 2013.4: Individual Information Report, Post Accounting Report, Post Approvals Report, Post Deficiencies Report, Post Pending Report, and Post Termination Report. Please note that the new Post Appointments Report provides both exam and tracked CE appointments.
For questions that you may have regarding Web EFT, please contact the Gateway Call Center at (301) 869-6699.