Web EFTTM

Why subscribe to Web EFT? Web EFT is a secure electronic file transfer application that eliminates the need for firms to manually submit online form filings to Web CRD®. Web EFT can significantly streamline registration processing by allowing batch transmissions to Web CRD/IARD, which reduces the amount of time and effort needed to manually file Forms U4, U5, BR and NRF. In addition, Web EFT allows firms to receive daily and weekly downloads (e.g., accounting transactions, exam results, terminations, fingerprint statuses) directly from Web CRD/IARD. Firms can then easily upload registration-related data to their internal systems.

 

 

Questions regarding the Web EFT Entitlement Forms or process should be directed to the Gateway Call Center at (301) 869-6699.

Last Updated: 4/23/2013