FINRA Application Fees
|Broker/Dealer Membership Application:|
FINRA implemented new member application filing fees and a new continuing membership application filing fee on July 23, 2012. Please review Regulatory Notice 12-32, and Section A, Schedule 4 of the By-Laws for the new member application and continuing membership application filing fees.
|Principal/Representative Registration Application||$85 per Applicant|
|Disclosure Processing Fee||$95|
|Fingerprint Card Processing Fee||$30.25 per card|
|Branch Office Application||$75 per branch office|
|Termination Fee (Form U5)||$40|
|Late Termination Fee||$80|
Please refer to the FINRA Administered Qualifications Examinations Web page for information on examination fees.